mitigate risk, save hours & money with compliance automation
Reduce the risk of human error and focus on what you care most about - your client relationships.
Sit back and relax thanks to the automated workflow that automatically identifies, files and catalogs all your documents into the respective folders for easy retrieval, in an organized manner such that they can easily be compared and contrasted.
Gain relief from the soul-deadening drudgery of spending all your time in your documents with your financial forms being automatically pre-filled to your specifications.
Single source of Truth
Gain a single source of truth across the enterprise from your Chief Compliance Officer (CCO) to the Management teams regarding all your documents as the inter- relationships, linkages between the documents are modelled for you, providing you with a 360-degree visibility
Unearth complex document relationships from the sea of documents residing in your enterprise CRM systems and Document Management Systems (ECM) — names, addresses, financial information, the renewal dates and auto-tag with the right companies, the right data, the right deadlines.
By ensuring documents are compliant with SEC & FINRA rules and regulations
With auto-extraction of risk and obligations along with automatic risk assessments of all your documents, including integrations with FINRA & SEC, you have ongoing monitoring of changing regulations.
Mitigate risk by proactively flagging - missing information, missing signatures, numbers that do not correlate, figures that do not match.
Seamless integration with existing Enterprise applications like Salesforce, Docusign, Dropbox, Box etc.
OUR CLIENTS & PARTNERSOur customers have provided the best perspective on what really matters, about what we do for them on how we make their lives easier to achieve important goals.
Our team of NLP engineers, computational linguist, and the data scientist, have a burning desire to transform the way enterprises interact with all their information stored in documents, on their website, on social media and within their Enterprise CRM systems, enable the above through the use of the latest advancements in AI - NLP, Deep Learning, Ontology and Knowledge Graph.